SEC Form 4 · accession 0001104659-15-047969
Fairway Group Holdings Corp · FWMHQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Romano
Officer — Vice President-Produce
Period of report
Jun 25, 2015
Accepted (ET)
Jun 26, 2015 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555492
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSUs for Cls A Comn Stk, par value $0.00001 per shrF1,F2 | — | Jun 25, 2015 | A | 2,500 | A | — | — | Class A Common Stock | 2,500 | 2,500 | D |
| RSUs for Cls A Comn Stk, par value $0.00001 per shrF1,F3 | — | Jun 25, 2015 | A | 2,500 | A | — | — | Class A Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.
- F2Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on June 1, 2016, contingent upon Mr. Romano's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.
- F3Consists of RSUs which were granted under the Issuer's 2013 Long-Term Incentive Plan. These RSUs will vest on June 1, 2017, contingent upon Mr. Romano's continued employment, and will be settled in shares of the Issuer's Class A Common Stock.