SEC Form 4 · accession 0001104659-15-043755
Fairway Group Holdings Corp · FWMHQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Glickberg
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.00001 per shareF1 | Jun 3, 2015 | M | 170,465 | $0.00 | A | 258,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units for Class A Common StockF2,F3,F4 | — | Jun 3, 2015 | M | 145,924 | D | — | — | Class A Common Stock, par value $0.00001 per share | 145,924 | 0 | D |
| Restricted Stock Units for Class A Common StockF5,F3,F6 | — | Jun 3, 2015 | M | 24,541 | D | — | — | Class A Common Stock, par value $0.00001 per share | 24,541 | 0 | D |
Explanation of responses
- F1170,465 shares of Class A Common Stock were issued on June 3, 2015 pursuant to and in settlement of Restricted Stock Units ("RSUs") owned by the reporting person.
- F2Consists of RSUs granted under the Issuer's 2013 Long-Term Incentive Plan on April 22, 2013 in connection with the Issuer's initial public offering.
- F3Each RSU represented a contingent right to receive one share of Class A Common Stock.
- F4The 145,924 RSUs, which originally were to vest in two equal installments on April 22, 2016 and 2017, vested effective November 14, 2014, pursuant to the Separation Agreement entered into between the Issuer and Mr. Glickberg on December 8th, 2014.
- F5Consists of RSUs granted under the Issuer's 2013 Long-Term Incentive Plan on March 31, 2014 in payment of a portion of Mr. Glickberg's salary for the calendar quarter ended March 31, 2014.
- F6The 24,541 RSUs were vested upon being issued on March 31, 2014, but Class A common stock was not to be issued in settlement of the RSUs until March 31, 2015.