SEC Form 4 · accession 0001104659-15-033310
Fairway Group Holdings Corp · FWMHQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathalie Augustin
Officer — Senior VP - General Counsel
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.00001 per shareF1 | Apr 29, 2015 | M | 3,000 | — | A | 51,973 | D | |
| Class A Common Stock, par value $0.00001 per share | Apr 30, 2015 | S | 1,320 | $5.5039 | D | 50,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units for Class A Common StockF3 | — | Apr 29, 2015 | M | 3,000 | D | — | — | Class A Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015 to pay withholding taxes due upon the issuance of shares in settlement of the RSUs.
- F3On April 29, 2014, the reporting person was granted 6,000 RSUs, vesting in two equal annual installments beginning on the first anniversary of the grant date, contingent upon Ms. Augustin's continued employment.