SEC Form 4/A · accession 0001611851-15-000081
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregg L Engles
Officer — Chairman of the Board and · Director
Period of report
Nov 23, 2015
Accepted (ET)
Dec 4, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 23, 2015 | S | 75,000 | $40.267 | D | 2,099,985 | D | |
| Common StockF3 | holding | — | — | — | 278,660 | I | By Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price for the reported transaction. The range of prices for the reported transaction is $40.20 to $40.42. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The Form 4 originally filed on November 25, 2015 reported an incorrect number of shares beneficially owned following the reported transaction. This amendment is filed to report the correct number of shares beneficially owned, which is 2,099,985 shares.
- F3The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.