SEC Form 4 · accession 0001611851-15-000071
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — Executive Vice President and
Period of report
Oct 25, 2015
Accepted (ET)
Oct 27, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 25, 2015 | M | 22,222 | $0.00 | A | 181,425 | D | |
| Common stockF1 | Oct 25, 2015 | F | 10,352 | $40.75 | D | 171,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Oct 25, 2015 | M | 22,222 | D | Oct 25, 2015 | Oct 25, 2015 | Common Stock | 22,222 | 0 | D |
Explanation of responses
- F1The reporting person received 22,222 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 10,352 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligation upon vesting of the RSU.