SEC Form 4 · accession 0001611851-15-000066
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — Executive Vice President and
Period of report
Sep 18, 2015
Accepted (ET)
Sep 22, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Sep 18, 2015 | M | 30,443 | $23.33 | A | 138,363 | D | |
| Common stock | Sep 18, 2015 | M | 30,987 | $18.46 | A | 169,350 | D | |
| Common stock | Sep 18, 2015 | M | 18,372 | $13.39 | A | 187,722 | D | |
| Common stock | Sep 18, 2015 | M | 27,841 | $9.52 | A | 215,563 | D | |
| Common stock | Sep 18, 2015 | M | 35,753 | $11.10 | A | 251,316 | D | |
| Common stockF1 | Sep 18, 2015 | F | 92,113 | $46.21 | D | 159,203 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $23.33 | Sep 18, 2015 | M | 30,443 | D | May 23, 2013 | Jan 15, 2018 | Common Stock | 30,443 | 0 | D |
| Non Qualified Stock Option (right to buy) | $18.46 | Sep 18, 2015 | M | 30,987 | D | May 23, 2013 | Feb 13, 2019 | Common Stock | 30,987 | 0 | D |
| Non Qualified Stock Option (right to buy) | $13.39 | Sep 18, 2015 | M | 18,372 | D | May 23, 2013 | Feb 12, 2020 | Common Stock | 18,372 | 0 | D |
| Non Qualified Stock Option (right to buy) | $9.52 | Sep 18, 2015 | M | 27,841 | D | May 23, 2013 | Feb 18, 2021 | Common Stock | 27,841 | 0 | D |
| Non Qaulified Stock Option (right to buy) | $11.10 | Sep 18, 2015 | M | 35,753 | D | May 23, 2013 | Feb 17, 2022 | Common Stock | 35,753 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.