SEC Form 4 · accession 0001611851-15-000060
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman of the Board and · Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 14, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 40,377 | $27.69 | A | 2,179,826 | D | |
| Common StockF1 | Aug 13, 2015 | F | 30,789 | $49.85 | D | 2,149,037 | D | |
| Common StockF2 | Aug 13, 2015 | S | 9,587 | $50.1794 | D | 2,139,450 | D | |
| Common StockF3 | Aug 10, 2015 | G | 12,420 | $0.00 | D | 2,127,030 | D | |
| Common StockF4 | holding | — | — | — | 278,660 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $27.69 | Aug 13, 2015 | M | 40,377 | D | May 23, 2013 | Feb 12, 2017 | Common stock | 40,377 | 84,047 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligation for the exercise price and taxes incurred upon exercise.
- F2Represents the weighted average sale price for the reported transaction. The range of prices for the reported transaction is $50.10 to $50.38. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents charitable contributions of WhiteWave common stock made by the reporting person to several non-profit organizations.
- F4The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.