SEC Form 4 · accession 0001611851-15-000059
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Fugger
Officer — Executive Vice President
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 10, 2015 | M | 13,580 | $27.69 | A | 84,279 | D | |
| Common stock | Aug 10, 2015 | M | 2,396 | $28.18 | A | 86,675 | D | |
| Common stock | Aug 10, 2015 | M | 38,054 | $23.33 | A | 124,729 | D | |
| Common stock | Aug 10, 2015 | M | 32,618 | $18.46 | A | 157,347 | D | |
| Common stock | Aug 10, 2015 | M | 33,000 | $17.00 | A | 190,347 | D | |
| Common stockF1 | Aug 10, 2015 | F | 79,090 | $50.11 | D | 111,257 | D | |
| Common stockF2 | Aug 11, 2015 | S | 26,000 | $50.1383 | D | 85,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $27.69 | Aug 10, 2015 | M | 13,580 | D | May 23, 2013 | Feb 12, 2017 | Common stock | 13,580 | 0 | D |
| Non Qualified Stock Option (right to buy) | $28.18 | Aug 10, 2015 | M | 2,396 | D | May 23, 2013 | Feb 28, 2017 | Common stock | 2,396 | 0 | D |
| Non Qualified Stock Option (right to buy) | $23.33 | Aug 10, 2015 | M | 38,054 | D | May 23, 2013 | Jan 15, 2018 | Common stock | 38,054 | 0 | D |
| Non Qualified Stock Option (right to buy) | $18.46 | Aug 10, 2015 | M | 32,618 | D | May 23, 2013 | Feb 13, 2019 | Common stock | 32,618 | 0 | D |
| Non Qualified Stock Option (right to buy) | $17.00 | Aug 10, 2015 | M | 33,000 | D | May 23, 2013 | Oct 25, 2022 | Common stock | 33,000 | 148,159 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligation for the exercise price and taxes incurred upon exercise.
- F2Represents the weighted average sale price for the reported transaction. The range of prices for the reported transaction is $50.00 to $50.25. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.