SEC Form 4 · accession 0001611851-15-000058
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — Executive Vice President and
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 10, 2015 | M | 47,930 | $27.69 | A | 114,791 | D | |
| Common stock | Aug 10, 2015 | M | 95,864 | $23.35 | A | 210,655 | D | |
| Common stockF1 | Aug 10, 2015 | F | 102,735 | $50.11 | D | 107,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $27.69 | Aug 10, 2015 | M | 10,827 | D | May 23, 2013 | Feb 12, 2017 | Common Stock | 10,827 | 0 | D |
| Non Qualified Stock Option (right to buy) | $27.69 | Aug 10, 2015 | M | 37,103 | D | May 23, 2013 | Feb 12, 2017 | Common Stock | 37,103 | 0 | D |
| Non Qualified Stock Option (right to buy) | $23.35 | Aug 10, 2015 | M | 95,864 | D | May 23, 2013 | Mar 7, 2016 | Common Stock | 95,864 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.