SEC Form 4 · accession 0001611851-15-000048
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Fugger
Officer — Executive Vice President
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 19, 2015 | M | 18,372 | $13.39 | A | 59,789 | D | |
| Common stock | May 19, 2015 | M | 25,986 | $9.52 | A | 85,775 | D | |
| Common stock | May 19, 2015 | M | 35,753 | $11.10 | A | 121,528 | D | |
| Common stock | May 19, 2015 | M | 37,276 | $15.16 | A | 158,804 | D | |
| Common stockF1 | May 19, 2015 | F | 67,105 | $47.30 | D | 91,699 | D | |
| Common stockF2 | May 20, 2015 | S | 21,000 | $47.53 | D | 70,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $13.39 | May 19, 2015 | M | 18,372 | D | May 23, 2013 | Feb 12, 2020 | Common stock | 18,372 | 0 | D |
| Non Qualified Stock Option (right to buy) | $9.52 | May 19, 2015 | M | 25,986 | D | May 23, 2013 | Feb 18, 2021 | Common stock | 25,986 | 0 | D |
| Non Qualified Stock Option (right to buy) | $11.10 | May 19, 2015 | M | 35,753 | D | May 23, 2013 | Feb 17, 2022 | Common stock | 35,753 | 0 | D |
| Non Qualified Stock Option (right to buy) | $15.16 | May 19, 2015 | M | 37,276 | D | May 23, 2013 | Feb 15, 2023 | Common stock | 37,276 | 18,637 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligation for the exercise price and taxes incurred upon exercise.
- F2Represents the weighted average sale price for the reported transaction. The range of prices for the reported transaction is $47.50 to $47.62. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.