SEC Form 4 · accession 0001611851-15-000046
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman of the Board and · Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 278,648 | $23.62 | A | 2,277,585 | D | |
| Common StockF1 | May 19, 2015 | F | 204,127 | $47.30 | D | 2,073,458 | D | |
| Common StockF2 | holding | — | — | — | 278,660 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $23.62 | May 19, 2015 | M | 278,648 | D | May 23, 2013 | Jan 13, 2016 | Common stock | 278,648 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.
- F2The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.