SEC Form 4 · accession 0001611851-15-000033
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman of the Board and · Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 20, 2015 | M | 69,662 | $23.62 | A | 2,116,872 | D | |
| Common stockF1 | Feb 20, 2015 | F | 53,768 | $41.23 | D | 2,063,104 | D | |
| Common stockF2 | holding | — | — | — | 278,660 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $23.62 | Feb 20, 2015 | M | 51,540 | D | May 23, 2013 | Jan 13, 2016 | Common Stock | 51,540 | 0 | D |
| Non Qualified Stock Option (right to buy) | $23.62 | Feb 20, 2015 | M | 18,122 | D | May 23, 2013 | Jan 13, 2016 | Common stock | 18,122 | 348,310 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligation for the exercise price and taxes incurred upon exercise.
- F2The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.