SEC Form 4 · accession 0001611851-15-000029

WHITEWAVE FOODS Co · WWAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Feb 17, 2015

Accepted (ET)

Feb 19, 2015 · 4:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001555365

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common stock^F1	Feb 17, 2015	M	1,840	$0.00	A	198,079	D
Common stock^F2	holding	—	—		—	2,949	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit	$0.00	Feb 17, 2015	M	1,840	D	Feb 17, 2015	Feb 17, 2015	Common stock	1,840	0	D
Restricted Stock Unit^F3	$0.00	Feb 17, 2015	A	6,352	A	Feb 17, 2016	Feb 17, 2018	Common stock	6,352	6,352	D
Non Qualified Stock Option (right to buy)^F4	$38.96	Feb 17, 2015	A	4,946	A	Feb 17, 2015	Feb 17, 2025	Common stock	4,946	4,946	D

F1The reporting person received shares of WhiteWave common stock upon the vesting of a restricted stock unit ("RSU").
F2Shares held by trusts of which the reporting person's daughter and sister are the beneficiaries. The reporting person is the trustee and disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the trust, if any.
F3The RSU vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
F4The option is fully vested and is immediately exercisable upon grant.