SEC Form 4 · accession 0001611851-15-000024
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Fugger
Officer — Executive Vice President
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 17, 2015 | M | 8,366 | $0.00 | A | 74,794 | D | |
| Common stockF1 | Feb 17, 2015 | F | 2,377 | $38.96 | D | 72,417 | D | |
| Common stockF2 | Feb 17, 2015 | S | 10,000 | $38.9165 | D | 62,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 17, 2015 | M | 8,366 | D | Feb 17, 2015 | Feb 17, 2015 | Common stock | 8,366 | 0 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 17, 2015 | A | 5,134 | A | Feb 17, 2016 | Feb 17, 2018 | Common stock | 5,134 | 5,134 | D |
| Non Qualified Stock Option (right to buy)F4 | $38.96 | Feb 17, 2015 | A | 16,486 | A | Feb 17, 2016 | Feb 17, 2025 | Common stock | 16,486 | 16,486 | D |
Explanation of responses
- F1The reporting person received 8,366 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 2,377 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligation upon vesting of the RSU.
- F2The reporting person has reported the weighted average sale price for the transaction reported on this line. The range of prices for the reported transaction is $38.86 to $38.98. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The RSU vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
- F4The option vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave.