SEC Form 4 · accession 0001611851-15-000019
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman of the Board and · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 17, 2015 | A | 51,344 | A | Feb 17, 2016 | Feb 17, 2018 | Common stock | 51,344 | 51,344 | D |
| Non Qualified Stock Option (right to buy)F2 | $38.96 | Feb 17, 2015 | A | 164,863 | A | Feb 17, 2016 | Feb 17, 2025 | Common stock | 164,863 | 164,863 | D |
Explanation of responses
- F1The restricted stock unit ("RSU") vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
- F2The option vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave.