SEC Form 4 · accession 0001611851-15-000016
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Hardin Jr.
Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 17, 2015 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 15, 2015 | M | 1,235 | $0.00 | A | 193,795 | D | |
| Common stockF1 | Feb 15, 2015 | M | 2,444 | $0.00 | A | 196,239 | D | |
| Common stockF2 | holding | — | — | — | 2,949 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 15, 2015 | M | 1,235 | D | Feb 15, 2015 | Feb 15, 2016 | Common stock | 1,235 | 1,234 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2015 | M | 2,444 | D | Feb 15, 2015 | Feb 15, 2016 | Common stock | 2,444 | 2,444 | D |
Explanation of responses
- F1The reporting person received shares of WhiteWave common stock upon the vesting of restricted stock units.
- F2Shares held by trusts of which the reporting person's daughter and sister are the beneficiaries. The reporting person is the trustee and disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the trust, if any.