SEC Form 4 · accession 0001611851-15-000011
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — Executive Vice President and
Period of report
Feb 14, 2015
Accepted (ET)
Feb 17, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 14, 2015 | M | 6,194 | $0.00 | A | 56,194 | D | |
| Common stockF1 | Feb 14, 2015 | F | 2,020 | $38.65 | D | 54,174 | D | |
| Common stockF2 | Feb 15, 2015 | M | 10,288 | $0.00 | A | 64,462 | D | |
| Common stockF2 | Feb 15, 2015 | F | 3,291 | $38.65 | D | 61,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 14, 2015 | M | 6,194 | D | Feb 14, 2015 | Feb 14, 2017 | Common stock | 6,194 | 12,386 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2015 | M | 10,288 | D | Feb 15, 2015 | Feb 15, 2016 | Common stock | 10,288 | 10,288 | D |
Explanation of responses
- F1The reporting person received 6,194 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 2,020 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligation upon vesting of the RSU.
- F2The reporting person received 10,288 shares of common stock upon the vesting of an RSU, of which a total of 3,291 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligation upon vesting of the RSU.