SEC Form 4 · accession 0001611851-15-000007
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N Zanetich
Officer — Executive Vice President
Period of report
Feb 5, 2015
Accepted (ET)
Feb 6, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 5, 2015 | M | 23,966 | $22.34 | A | 64,591 | D | |
| Common stock | Feb 5, 2015 | M | 7,211 | $27.69 | A | 71,802 | D | |
| Common stockF1 | Feb 5, 2015 | F | 23,966 | $34.76 | D | 47,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $27.69 | Feb 5, 2015 | M | 3,459 | D | May 23, 2013 | Feb 12, 2017 | Common stock | 3,459 | 0 | D |
| Incentive Stock Option (right to buy) | $27.69 | Feb 5, 2015 | M | 3,752 | D | May 23, 2013 | Feb 12, 2017 | Common stock | 3,752 | 3,616 | D |
| Non Qualified Stock Option (right to buy) | $22.34 | Feb 5, 2015 | M | 16,309 | D | May 23, 2013 | Jun 1, 2016 | Common stock | 16,309 | 0 | D |
| Non Qualified Stock Option (right to buy) | $22.34 | Feb 5, 2015 | M | 7,657 | D | May 23, 2013 | Jun 1, 2016 | Common stock | 7,657 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.