SEC Form 4 · accession 0001611851-15-000001
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Yost
Officer — President, Earthbound Farm
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 14,769 | $0.00 | A | 19,647 | D | |
| Common StockF1 | Jan 2, 2015 | F | 4,851 | $34.76 | D | 14,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Jan 2, 2015 | M | 14,769 | D | Jan 2, 2015 | Jan 2, 2017 | Common Stock | 14,769 | 29,538 | D |
Explanation of responses
- F1The reporting person received 14,769 shares of common stock upon the vesting of a restricted stock unit, of which a total of 4,851 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.