SEC Form 4 · accession 0001209191-17-012813
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman and CEO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Feb 17, 2017 | M | 17,115 | $0.00 | A | 685,907 | D | |
| common stockF1 | Feb 17, 2017 | F | 7,570 | $55.17 | D | 678,337 | D | |
| common stockF2 | holding | — | — | — | 278,660 | I | By family limited partnership I | |
| common stockF2 | holding | — | — | — | 1,227,000 | I | By family limited partnership II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unit | $0.00 | Feb 17, 2017 | M | 17,115 | D | Feb 17, 2017 | Feb 17, 2018 | common stock | 17,115 | 17,114 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for taxes incurred upon the vesting of a restricted stock unit.
- F2The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the WhiteWave shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of shares owned by the family limited partnership except to the extent of his pecuniary interest in such shares.