SEC Form 4 · accession 0001209191-17-011674
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger E Theodoredis
Officer — EVP, General Counsel and Sec.
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Feb 14, 2017 | M | 3,716 | $0.00 | A | 64,501 | D | |
| common stockF1 | Feb 14, 2017 | F | 1,102 | $54.75 | D | 63,399 | D | |
| common stock | Feb 15, 2017 | M | 1,848 | $0.00 | A | 65,247 | D | |
| common stockF1 | Feb 15, 2017 | F | 548 | $55.28 | D | 64,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unit | $0.00 | Feb 14, 2017 | M | 3,716 | D | Feb 14, 2017 | Feb 14, 2017 | common stock | 3,716 | 0 | D |
| restricted stock unit | $0.00 | Feb 15, 2017 | M | 1,848 | D | Feb 15, 2017 | Feb 15, 2019 | common stock | 1,848 | 3,694 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for taxes incurred upon the vesting of a restricted stock unit.