SEC Form 4 · accession 0001209191-17-011656
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Stephen Christenson
Officer — Chief Financial Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Feb 14, 2017 | M | 2,013 | $0.00 | A | 11,551 | D | |
| common stockF1 | Feb 14, 2017 | F | 712 | $54.75 | D | 10,839 | D | |
| common stock | Feb 15, 2017 | M | 2,926 | $0.00 | A | 13,765 | D | |
| common stockF1 | Feb 15, 2017 | F | 930 | $55.28 | D | 12,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock unit | $0.00 | Feb 14, 2017 | M | 2,013 | D | Feb 14, 2017 | Feb 14, 2017 | common stock | 2,013 | 0 | D |
| restricted stock unit | $0.00 | Feb 15, 2017 | M | 2,926 | D | Feb 15, 2017 | Feb 15, 2019 | common stock | 2,926 | 5,850 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for taxes incurred upon the vesting of a restricted stock unit.