SEC Form 4 · accession 0001209191-16-126257
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J.P. Deryckere
Officer — President, Europe Foods & Bevs
Period of report
Jun 6, 2016
Accepted (ET)
Jun 7, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (cash-settled)F1 | $17.00 | Jun 6, 2016 | M | 23,454 | D | Oct 25, 2013 | Oct 25, 2022 | Common stock | 23,454 | 15,636 | D |
| Stock Appreciation Rights (cash-settled)F1 | $15.16 | Jun 6, 2016 | M | 8,689 | D | Feb 15, 2014 | Feb 15, 2023 | Common stock | 8,689 | 5,792 | D |
Explanation of responses
- F1Each stock appreciation right is the economic equivalent of one share of WhiteWave's common stock. Upon exercise, the reporting person received cash equal to the cash value of this number of shares of WhiteWave's common stock based on the average closing price of WhiteWave common stock for the 30 trading days before exercise.