SEC Form 4 · accession 0001209191-16-121694
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Hardin Jr.
Director
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 18, 2016 | M | 11,982 | $23.28 | A | 200,302 | D | |
| Common stockF1 | holding | — | — | — | 3,452 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $23.28 | May 18, 2016 | M | 11,982 | D | May 23, 2013 | Jun 30, 2016 | Common stock | 11,982 | 0 | D |
Explanation of responses
- F1Shares held by a trust of which the reporting person's sister is the beneficiary. The reporting person is the trustee and disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the trust, if any.