SEC Form 4 · accession 0001209191-16-115056
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman and CEO · Director
Period of report
Apr 18, 2016
Accepted (ET)
Apr 20, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Apr 18, 2016 | A | 34,220 | $0.00 | A | 2,170,311 | D | |
| Common stockF2 | Apr 18, 2016 | F | 15,538 | $39.63 | D | 2,154,773 | D | |
| Common stockF3 | holding | — | — | — | 278,660 | I | By Family LImited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock acquired by the reporting person upon the vesting of performance stock units ("PSUs") granted in 2015.
- F2Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's tax liability incurred upon the vesting of PSUs.
- F3The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.