SEC Form 4 · accession 0001209191-16-107025
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Yost
Officer — U.S. Group President - AF&B
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 4, 2016 | M | 94,370 | $22.57 | A | 121,009 | D | |
| Common stock | Mar 4, 2016 | M | 9,159 | $38.96 | A | 130,168 | D | |
| Common stockF1 | Mar 4, 2016 | F | 80,160 | $41.15 | D | 50,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $22.57 | Mar 4, 2016 | M | 94,370 | D | Jan 2, 2015 | Jan 2, 2024 | Common stock | 94,370 | 47,185 | D |
| Non Qualified Stock Option (right to buy) | $38.96 | Mar 4, 2014 | M | 9,159 | D | Feb 17, 2016 | Feb 17, 2025 | Common stock | 9,159 | 18,318 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.