SEC Form 4 · accession 0001209191-16-105329
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — EVP and CFO
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 1, 2016 | M | 116,546 | $17.00 | A | 337,622 | D | |
| Common stock | Mar 1, 2016 | M | 111,827 | $15.16 | A | 449,449 | D | |
| Common stock | Mar 1, 2016 | M | 38,758 | $26.91 | A | 488,207 | D | |
| Common stockF1 | Mar 1, 2016 | F | 187,968 | $39.68 | D | 300,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $17.00 | Mar 1, 2016 | M | 116,546 | D | Oct 25, 2013 | Oct 25, 2022 | Common stock | 116,546 | 0 | D |
| Non Qualified Stock Option (right to buy) | $15.16 | Mar 1, 2016 | M | 111,827 | D | Feb 15, 2014 | Feb 15, 2023 | Common stock | 111,827 | 0 | D |
| Non Qualified Stock Option (right to buy) | $26.91 | Mar 1, 2016 | M | 38,758 | D | Feb 14, 2015 | Feb 14, 2024 | Common stock | 38,758 | 19,379 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.