SEC Form 4 · accession 0001209191-16-100633
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — EVP and CFO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 17, 2016 | M | 3,566 | $0.00 | A | 222,738 | D | |
| Common stockF1 | Feb 17, 2016 | F | 1,662 | $38.27 | D | 221,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 17, 2016 | M | 3,566 | D | Feb 17, 2016 | Feb 17, 2018 | Common stock | 3,566 | 7,130 | D |
Explanation of responses
- F1The reporting person received 3,566 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 1,662 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.