SEC Form 4 · accession 0001209191-16-100631
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Fugger
Officer — EVP - Strategy & Corp Dev
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 17, 2016 | M | 1,712 | $0.00 | A | 90,895 | D | |
| Common stockF1 | Feb 17, 2016 | F | 469 | $38.27 | D | 90,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 17, 2016 | M | 1,712 | D | Feb 17, 2016 | Feb 17, 2018 | Common stock | 1,712 | 3,422 | D |
Explanation of responses
- F1The reporting person received 1,712 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 469 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.