SEC Form 4 · accession 0001209191-16-100627
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg L Engles
Officer — Chairman and CEO · Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 17, 2016 | M | 17,115 | $0.00 | A | 2,160,787 | D | |
| Common stockF1 | Feb 17, 2016 | F | 7,570 | $38.27 | D | 2,153,217 | D | |
| Common stockF2 | holding | — | — | — | 278,660 | I | By Family Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 17, 2016 | M | 17,115 | D | Feb 17, 2016 | Feb 17, 2018 | Common stock | 17,115 | 34,229 | D |
Explanation of responses
- F1The reporting person received 17,115 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 7,570 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.
- F2The reporting person, as the sole owner and manager of the general partner of the family limited partnership, has the right to make investment and voting decisions relating to the shares owned by the family limited partnership. The reporting person disclaims beneficial ownership of all shares owned by the family limited partnership.