SEC Form 4 · accession 0001209191-16-099322
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doreen A Wright
Director
Period of report
Feb 14, 2016
Accepted (ET)
Feb 17, 2016 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 14, 2016 | M | 1,486 | $0.00 | A | 33,165 | D | |
| Common stockF1 | Feb 15, 2016 | M | 2,469 | $0.00 | A | 35,634 | D | |
| Common stockF1 | Feb 15, 2016 | M | 2,444 | $0.00 | A | 38,078 | D | |
| Common stockF1 | Feb 17, 2016 | M | 1,027 | $0.00 | A | 39,105 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 14, 2016 | M | 1,486 | D | Feb 14, 2016 | Feb 14, 2017 | Common stock | 1,486 | 1,486 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2016 | M | 2,469 | D | Feb 15, 2016 | Feb 15, 2016 | Common stock | 2,469 | 0 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2016 | M | 2,444 | D | Feb 15, 2016 | Feb 15, 2016 | Common stock | 2,444 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 15, 2016 | A | 3,325 | A | Feb 15, 2017 | Feb 15, 2017 | Common stock | 3,325 | 3,325 | D |
| Restricted Stock Unit | $0.00 | Feb 17, 2016 | M | 1,027 | D | Feb 17, 2016 | Feb 17, 2018 | Common stock | 1,027 | 2,053 | D |
Explanation of responses
- F1The reporting person received shares of WhiteWave common stock upon the vesting of a restricted stock unit ("RSU").
- F2The RSU vests in full on the one year anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.