SEC Form 4 · accession 0001209191-16-099320
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Anthony Vernon
Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 15, 2016 | A | 4,156 | $0.00 | A | 4,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Feb 15, 2016 | A | 1,663 | A | Feb 15, 2017 | Feb 15, 2017 | Common stock | 1,663 | 1,663 | D |
| Non Qualified Stock Option (right to buy)F3 | $36.09 | Feb 15, 2016 | A | 5,376 | A | Feb 15, 2017 | Feb 15, 2026 | Common stock | 5,376 | 1,576 | D |
Explanation of responses
- F1The restricted stock vests in full on the one year anniversary of the grant date subject to the reporting person's continued service on the WhiteWave Board of Directors. Shares of restricted stock are entitled to vote and to receive dividends, if any, beginning on the date of issuance.
- F2The restricted stock unit ("RSU") vests in full on the one year anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
- F3The option vests in full and is fully exercisable on the one year anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors.