SEC Form 4 · accession 0001209191-16-099281
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward F Fugger
Officer — EVP - Strategy & Corp Dev
Period of report
Feb 14, 2016
Accepted (ET)
Feb 17, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Feb 14, 2016 | M | 6,193 | $0.00 | A | 87,124 | D | |
| Common stockF1 | Feb 14, 2016 | F | 1,678 | $36.09 | D | 85,446 | D | |
| Common stockF2 | Feb 15, 2016 | M | 5,144 | $0.00 | A | 90,590 | D | |
| Common stockF2 | Feb 15, 2016 | F | 1,407 | $36.09 | D | 89,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Feb 14, 2016 | M | 6,193 | D | Feb 14, 2016 | Feb 14, 2017 | Common Stock | 6,193 | 6,193 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2016 | M | 5,144 | D | Feb 15, 2016 | Feb 15, 2016 | Common Stock | 5,144 | 0 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 15, 2016 | A | 5,542 | A | Feb 15, 2017 | Feb 15, 2019 | Common Stock | 5,542 | 5,542 | D |
| Non-Qualified Stock Option (right to buy)F4 | $36.09 | Feb 15, 2016 | A | 17,919 | A | Feb 15, 2017 | Feb 15, 2026 | Common Stock | 17,919 | 17,919 | D |
Explanation of responses
- F1The reporting person received 6,193 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 1,678 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.
- F2The reporting person received 5,144 shares of common stock upon the vesting of an RSU, of which a total of 1,407 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.
- F3The RSU vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
- F4The option vests on a pro rata basis over a three-year period beginning on the first anniversary of the grant date, subject to the reporting person's continued employment with WhiteWave.