SEC Form 4 · accession 0001209191-16-099269
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly J Haecker
Officer — EVP and CFO
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 12, 2016 | M | 125,000 | $17.00 | A | 296,073 | D | |
| Common stockF1 | Feb 12, 2016 | F | 88,040 | $36.09 | D | 208,033 | D | |
| Common stockF2 | Feb 14, 2016 | M | 6,193 | $0.00 | A | 214,226 | D | |
| Common stockF2 | Feb 14, 2016 | F | 2,051 | $36.09 | D | 212,175 | D | |
| Common stockF3 | Feb 15, 2016 | M | 10,288 | $0.00 | A | 222,463 | D | |
| Common stockF3 | Feb 15, 2016 | F | 3,291 | $36.09 | D | 219,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $17.00 | Feb 12, 2016 | M | 125,000 | D | Oct 25, 2015 | Oct 25, 2022 | Common stock | 125,000 | 116,546 | D |
| Restricted Stock Unit | $0.00 | Feb 14, 2016 | M | 6,193 | D | Feb 14, 2016 | Feb 14, 2017 | Common stock | 6,193 | 6,193 | D |
| Restricted Stock Unit | $0.00 | Feb 15, 2016 | M | 10,288 | D | Feb 15, 2016 | Feb 15, 2016 | Common stock | 10,288 | 0 | D |
Explanation of responses
- F1Represents shares of common stock withheld by WhiteWave to satisfy the reporting person's obligations for the exercise price and taxes incurred upon exercise.
- F2The reporting person received 6,193 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which a total of 2,051 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.
- F3The reporting person received 10,288 shares of common stock upon the vesting of an RSU, of which a total of 3,291 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.