SEC Form 4 · accession 0001209191-16-088871
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Yost
Officer — U.S. Group President - AF&B
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2016 | M | 14,769 | $0.00 | A | 29,565 | D | |
| Common StockF1 | Jan 2, 2016 | F | 4,866 | $38.91 | D | 24,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Jan 2, 2016 | M | 14,769 | D | Jan 2, 2016 | Jan 2, 2017 | Common Stock | 14,769 | 14,769 | D |
Explanation of responses
- F1The reporting person received 14,769 shares of common stock upon the vesting of a restricted stock unit ("RSU"), of which 4,866 shares of common stock were retained by WhiteWave to satisfy the reporting person's tax obligations upon vesting of the RSU.