SEC Form 4 · accession 0001209191-16-088863
WHITEWAVE FOODS Co · WWAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Anthony Vernon
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Jan 1, 2016 | A | 481 | A | Jan 1, 2017 | Jan 1, 2017 | Common stock | 481 | 481 | D |
| Non-Qualified Stock Option (right to buy)F2 | $38.91 | Jan 1, 2016 | A | 1,226 | A | Jan 1, 2017 | Jan 1, 2026 | Common stock | 1,226 | 1,226 | D |
Explanation of responses
- F1The restricted stock unit ("RSU") vests in full on the one year anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors. The RSU will settle in shares of WhiteWave's common stock on a one-for-one basis.
- F2The option vests in full and is fully exercisable on the one year anniversary of the grant date, subject to the reporting person's continued service on the WhiteWave Board of Directors.