SEC Form 4 · accession 0001555280-19-000071
Zoetis Inc. · ZTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton A. Lewis Jr.
Officer — Executive Vice President
Period of report
Feb 14, 2019
Accepted (ET)
Feb 15, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2019 | M | 3,567 | $26.00 | A | 45,512 | D | |
| Common StockF2 | Feb 14, 2019 | S | 6,125 | $91.96 | D | 39,387 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F7,F4,F5,F6 | — | Feb 14, 2019 | M | 3,567 | D | — | — | Common Stock | 3,567 | 224,724 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018. In addition, Mr. Lewis' transactions on January 14, 2019, which were reported on a Form 4 filed on January 16, 2019, were also made pursuant to this plan.
- F2The Price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.01 to $93.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Stock options (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. Each option vests on the third anniversary of the date of grant.
- F43,567 options granted January 31, 2013 at an exercise price of $26.00 per option.
- F5Each option vests on the third anniversary of the date of grant.
- F6Each option expires on the tenth anniversary of the date of grant.
- F735,662 options granted January 31, 2013 at an exercise price of $26.00 per option; 46,816 options granted March 4, 2014 at an exercise price of $30.89 per option; 28,563 options granted February 27, 2015 at an exercise price of $46.09 per option; 35,746 options granted February 19, 2016 at an exercise price of $41.83 per option; 32,634 options granted February 14, 2017 at an exercise price of $55.02 per option; 24,642 options granted February 13, 2018 at an exercise price of $73.24 per option; and 20,661 options granted February 12, 2019 at an exercise price of $87.51.