SEC Form 4 · accession 0001555280-18-000087
Zoetis Inc. · ZTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alejandro Bernal
Officer — Executive Vice President
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 32,097 | $26.00 | A | 47,861 | D | |
| Common Stock | Feb 21, 2018 | M | 28,089 | $30.89 | A | 75,950 | D | |
| Common StockF1 | Feb 21, 2018 | S | 60,186 | $81.18 | D | 15,764 | D | |
| Common StockF2 | Feb 22, 2018 | S | 9,454 | $81.00 | D | 6,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F7,F4,F5,F6 | — | Feb 21, 2018 | M | 32,097 | D | — | — | Common Stock | 32,097 | 87,118 | D |
| Stock OptionF3,F9,F8,F5,F6 | — | Feb 21, 2018 | M | 28,089 | D | — | — | Common Stock | 28,089 | 59,029 | D |
Explanation of responses
- F1The Price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The Price reported in Table I, Column 4 is the price at which these shares were sold in multiple transactions.
- F3Stock options (right to buy Zoetis Inc. common stock) granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan. The options vest on the third anniversary of the date of grant.
- F432,097 options granted January 31, 2013 at an exercise price of $26.00 per option.
- F5Each option vests on the third anniversary of the date of grant.
- F6Each option expires on the tenth anniversary of the date of grant.
- F728,089 options granted March 4, 2014 at an exercise price of $30.89 per option; 15,709 options granted February 27, 2015 at an exercise price of $46.09 per option; 22,341 options granted February 19, 2016 at an exercise price of $41.83 per option; and 20,979 options granted February 14, 2017 at an exercise price of $55.02 per option.
- F828,089 options granted March 4, 2014 at an exercise price of $30.89 per option.
- F915,709 options granted February 27, 2015 at an exercise price of $46.09 per option; 22,341 options granted February 19, 2016 at an exercise price of $41.83 per option; and 20,979 options granted February 14, 2017 at an exercise price of $55.02 per option.