SEC Form 4 · accession 0001555280-16-000429
Zoetis Inc. · ZTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A. Knupp
Officer — Executive Vice President
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2016 | M | 6,430 | — | A | 24,099 | D | |
| Common Stock | Aug 15, 2016 | F | 2,614 | $52.38 | D | 21,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | Aug 15, 2016 | M | 6,431 | D | — | — | Common Stock | 6,431 | 28,497 | D |
Explanation of responses
- F1Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs). Each RSU represents a right to receive one share of Zoetis Inc. common stock upon vesting of the RSU.
- F2Restricted stock units previously granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs"). The RSUs vest as follows and are settled in Zoetis common stock upon vesting: 6,430.9521 RSUs vested on August 15, 2016; 12,380.3479 RSUs will vest on March 4, 2017; 7,316.0805 RSUs will vest on February 27, 2018; and 8,800.2253 RSUs will vest on February 19, 2019.