SEC Form 4 · accession 0001104659-17-067486
Emerge Energy Services LP · EMES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Gottfredson
Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON UNITSF1 | Nov 7, 2017 | P | 28,850 | $8.6709 | A | 65,840 | D | |
| COMMON UNITSF2 | Nov 8, 2017 | P | 40,000 | $8.65 | A | 105,840 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The units were acquired in multiple transactions at prices ranging from $8.60 to $8.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units acquired at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. The units were acquired in multiple transactions at prices ranging from $8.55 to $8.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units acquired at each separate price within the ranges set forth in this footnote.
Remarks
The Reporting Person is a Director of Emerge Energy Services GP LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and executive officers of the General Partner.