SEC Form 4 · accession 0001104659-16-154689
Emerge Energy Services LP · EMES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Shearer
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555177
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON UNITSF1 | Nov 1, 2016 | A | 61,475 | $12.81 | A | 276,799 | D | |
| COMMON UNITS | holding | — | — | — | 13,500 | I | FAMILY TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents phantom units that will vest in two equal tranches on November 1, 2017 and 2018 and are settled in common units upon vesting on a one for one basis.
Remarks
The Reporting Person is a director and the Chief Executive Officer of Emerge Energy Services GP LLC, the general partner of the Issuer (the "General Partner"). The Issuer is managed by the directors and executive officers of the General Partner.