SEC Form 5 · accession 0000891836-18-000014
Altisource Asset Management Corp · AAMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Erbey
10% Owner
Period of report
Dec 31, 2017
Accepted (ET)
Jan 31, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | G | 26,293 | $0.00 | D | 0 | D | |
| Common StockF1 | Nov 17, 2017 | G | 26,293 | $0.00 | A | 26,293 | I | By Carisma Trust |
| Common Stock | holding | — | — | — | 623,803 | I | By Salt Pond Holdings, LLC | |
| Common Stock | holding | — | — | — | 83,427 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares gifted by Mr. Erbey to Carisma Trust, a Nevada trust, the trustee of which is Venia, LLC, a Nevada limited liability company, for which Mr. Erbey has sole investment and voting control. This transaction resulted solely in a change in the form of beneficial ownership and thus was exempt under Rule 16a-13. This Form 5 is being voluntarily filed by Mr. Erbey.