SEC Form 4 · accession 0001225208-18-015394
Front Yard Residential Corp · RESI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin N Lowe
Officer — Chief Financial Officer
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 7:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001555039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2018 | P | 12,000 | $8.19 | A | 62,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in two trades, each at $8.19 per share. The reporting person herby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2Includes 39,335 RSUs, which, upon vesting, settle for shares of common stock, subject to acceleration or forfeiture.