SEC Form 3 · accession 0001520138-15-000271
Aina Le'a Inc. · 00901P104
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P. Bernstein
Officer — Secretary · Director · 10% Owner
Period of report
May 14, 2015
Accepted (ET)
Jun 2, 2015 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001554923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.001 par value per share | holding | — | — | — | 48,975 | D | ||
| Common stock, $0.001 par value per shareF1 | holding | — | — | — | 2,680,848 | I | By RJW/LLW Irrevocable Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by RJW/LLW Irrevocable Family Trust, for which the reporting person serves as a co-trustee.