SEC Form 4 · accession 0001209191-17-044687

Tintri, Inc. · TNTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 6, 2017

Accepted (ET)

Jul 10, 2017 · 7:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001554875

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 6, 2017	C	34,058	—	A	34,058	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series F Preferred Stock^F2,F3,F4	—	Jun 1, 2017	D	11,353	D	—	—	Common Stock	11,353	0	I
Series F Preferred Stock^F2,F3,F4	—	Jun 1, 2017	A	11,353	A	—	—	Common Stock	34,058	11,353	I
Series F Preferred Stock^F2,F1	—	Jul 6, 2017	C	11,353	D	—	—	Common Stock	34,058	0	I

F1The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
F2The shares are held of record by the H.C. Jones Living Trust, for which the Reporting Person serves as trustee.
F3See Exhibit 99.1
F4The Series F Preferred Stock was, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and was automatically converted into shares of Common Stock on a 2.9999959-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.