Form4insider filings, from the source

SEC Form 4 · accession 0001209191-17-044679

Tintri, Inc. · TNTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jul 6, 2017
Accepted (ET)
Jul 10, 2017 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001554875

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Jul 6, 2017C4,426,646—A4,426,646IHeld through Siver Lake Kraftwerk Fund, L.P.
Common StockF1,F3,F4Jul 6, 2017C137,375—A137,375IHeld through Silver Lake Technology Investors Kraftwerk, L.P.
Common StockF2,F3Jul 6, 2017P819,012$7.00A5,245,658IHeld through Silver Lake Kraftwerk Fund, L.P.
Common StockF3,F4Jul 6, 2017P25,417$7.00A162,792IHeld through Silver Lake Technology Investors Kraftwerk, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series F Preferred StockF2,F3,F1—Jul 6, 2017C1,475,551D——Common Stock4,426,6460I
Series F Preferred StockF3,F4,F1—Jul 6, 2017C45,792D——Common Stock137,3750I
Note Purchase Agreement (obligation to purchase)F5,F2,F3$7.00Jul 6, 2017J—A——Common Stock890,229—I
Note Purchase Agreement (obligation to purchase)F5,F3,F4$7.00Jul 6, 2017J—A——Common Stock27,627—I

Explanation of responses

Remarks

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This filing shall not be deemed an admission, for purposes of Section 16 of the Exchange Act or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.