SEC Form 4 · accession 0001209191-17-044671

Tintri, Inc. · TNTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer · Director

Period of report

Jul 6, 2017

Accepted (ET)

Jul 10, 2017 · 6:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001554875

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 30, 2017	A	5,952	—	A	1,621,934	D
Common Stock^F2	Mar 30, 2017	A	41,666	—	A	1,663,600	D
Common Stock^F3	May 30, 2017	A	250,000	—	A	1,913,600	D
Common Stock^F4	Jul 6, 2017	C	46,666	—	A	1,960,266	D
Common Stock^F5	Jul 6, 2017	C	18,150	—	A	18,150	I	By Wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F6	$13.68	May 30, 2017	A	83,333	A	—	May 30, 2017	Common Stock	83,333	83,333	D
Series A Preferred Stock^F4	—	Jul 6, 2017	C	46,666	D	—	—	Common Stock	46,666	0	D
Series C Preferred Stock^F5	—	Jul 6, 2017	C	18,150	D	—	—	Common Stock	18,150	0	I

F1Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved.
F2Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years.
F3Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
F4The Series A Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.
F5The Series C Preferred Stock automatically converted into shares of Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.
F61/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.