SEC Form 3 · accession 0001209191-17-042380
Tintri, Inc. · TNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. McGuire
Officer — Chief Sales Officer
Period of report
Jun 29, 2017
Accepted (ET)
Jun 29, 2017 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001554875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.68 | holding | — | — | — | — | Mar 3, 2025 | Common Stock | 145,000 | — | D |
| Stock Option (right to buy)F3 | $13.68 | holding | — | — | — | — | May 30, 2027 | Common Stock | 10,416 | — | D |
| Stock Option (right to buy)F4 | $13.68 | holding | — | — | — | — | May 30, 2027 | Common Stock | 31,250 | — | D |
Explanation of responses
- F1Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years.
- F225% of the shares subject to the option vested on March 2, 2016 and an additional 1/48 of the shares vest monthly thereafter.
- F31/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.
- F43/8 of the shares subject to the option will vest on March 15, 2018 and an additional 1/8 of the shares vest every three months thereafter.