SEC Form 3 · accession 0001209191-17-042372
Tintri, Inc. · TNTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Bolger
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 29, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001554875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $13.68 | holding | — | — | — | — | Dec 7, 2025 | Common Stock | 29,166 | — | D |
Explanation of responses
- F1Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on the closing of the Issuer's initial public offering and an additional 1/8 of the RSU's shall vest on the 15th day of the following months of September, December, March and June.
- F21/48 of the shares subject to the option vested on January 8, 2016 and an additional 1/48 of the shares vest monthly thereafter.