SEC Form 4 · accession 0001571049-15-007798
Semler Scientific, Inc. · SMLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Shaw Garfield
Director
Period of report
Sep 18, 2015
Accepted (ET)
Sep 21, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001554859
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (right to buy)F1 | $4.50 | Sep 18, 2015 | D | 12,000 | D | — | Jul 31, 2016 | Common Stock | 12,000 | 0 | I |
| Common Stock Warrant (right to buy)F1 | $4.50 | Sep 18, 2015 | A | 12,000 | A | — | Jul 31, 2023 | Common Stock | 12,000 | 12,000 | I |
Explanation of responses
- F1The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on July 1, 2013.